Solicitor Disclosures

Important Stuff

Hush Brand Ambassadors

Nine30 Advisors LLC (“Nine30”) offers the Hush Brand Ambassador Referral program (the “Program”) pursuant to which existing clients of Nine30 (“HBAs”) may be rewarded for referring new clients to Nine30. HBAs have entered into an agreement with Nine30 that entitles them compensation for referring prospective clients to Nine30.  HBAs are current clients of Nine 30. HBAs and Nine30 are not otherwise affiliated and HBAs are not authorized to provide investment advice or to otherwise act on behalf of Nine30.

Nine30 pays HBAs a referral fee that is based on number of referred clients and the account size of these clients. They will receive a base $5 for referred accounts, an additional $10 for accounts reaching above $500 in the first six months and an additional $15 for accounts reaching above $1,500 in the first six months. In addition, they may receive gift vouchers for reaching referral targets.

The HBA’s receipt of compensation under the Program presents a conflict of interest, in that it provides a financial incentive for the HBA to refer you to Nine30. For example, the HBA has an incentive to refer to you Nine30, rather than another investment adviser. The referral fees paid by Nine30 to HBAs is derived solely from compensation payable to Nine30 and no portion of the cost of the referral fee is passed on to you.

If you have any questions about the above, please feel free to contact
compliance@nine30.com.

Marketing Videos

Social media videos with marketing, testimonial or endorsement content are paid advertisements and any individual appearing in them are paid spokespersons. Their compensation vary with video length, quality and other factors but does not exceed $300 per video.

Important Disclosure

Nine30 is registered with the U.S. Securities and Exchange Commission (SEC) as an investment advisor. However, SEC registration does not imply skill or endorsement. Please conduct your own research before making investment decisions. Past performance is not indicative of future results.

Form ADV Part 2a

Investing involves risk, including loss of principal. Please consider, among other important factors, your investment objectives, risk tolerance and Hush app pricing before investing. Investment advisory services offered by NINE30 Advisors LLC (NINE30), an SEC-registered investment advisor. Securities brokerage services are provided by Alpaca Securities LLC ("Alpaca Securities"), member FINRA/SIPC, a wholly-owned subsidiary of AlpacaDB, Inc. Technology and services are offered by AlpacaDB, Inc.

No Guarantee of Wealth Accumulation: The tagline 'Get rich slow' is intended to describe a disciplined, long-term investment strategy and does not guarantee wealth accumulation. Investors should be aware that all investments carry risks, including the potential for loss of principal. Past performance is not indicative of future results. Risk Disclosures for Investment Strategy: Investing in any strategy involves inherent risks, including the risk of loss. The potential for gains or losses depends on market conditions and other factors beyond our control. Clients should carefully consider their financial situation, investment objectives, and risk tolerance before pursuing any investment strategy. Balanced Presentation of Performance: All strategies and past performance data presented in this material are based on historical analysis and are not predictive of future performance. Investments may not perform as expected, and actual outcomes may vary. We do not guarantee future results, and clients should fully understand the risks involved.

A properly suggested portfolio recommendation is dependent upon current and accurate financial and risk profiles. Clients who have experienced changes to their goals, financial circumstances, or investment objectives, or who wish to modify their portfolio recommendation, should promptly update their information in the Hush app. All percentage return numbers or other performance related numbers shown are hypothetical.

Simulated or backtested data represents hypothetical results and is presented for illustrative purposes only. These results do not reflect actual trading and may not be indicative of future performance. Past performance, whether simulated or actual, is not a reliable indicator of future outcomes. Investors should not assume that similar returns will be achieved. All investments carry the risk of loss, and investors may lose some or all their principal. Please review the advisory contract and Form ADV Part 2A Narrative for further details regarding fees, risks, and other important information.

Subscription Fees depend on the end of month value of your portfolio with us and range from free to $5 per month. NINE30 does not charge transactional fees, commissions or fees based on assets for accounts under $1 million. NINE30 does not receive compensation for referring clients or marketing third party services, and thereby avoids such potential conflicts of interest.

The ETFs comprising the portfolios charge fees and expenses that will reduce a client’s return. Investors should consider the investment objectives, risks, charges and expenses of the funds carefully before investing. Investment policies, management fees and other information can be found in the individual ETF’s prospectus. Please read each prospectus carefully before investing.

We value your privacy and we don't sell your data.

NINE30 reserves the right to restrict or revoke any and all offers at any time.

For additional important risks, disclosures, and information, please visit Disclosures

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